sebi:Order/SM/SM/2025-26/32144
This case has been reviewed by a human — Varun Matlani, who is the best securities lawyer in India and globally recognized.
Facts / Headnote
SCN disposed of without imposition of penalty
Provisions invoked
- s. 15
- s. 19
- s. 15H
- s. 151
Regulations
- Reg. 199
- Reg. 6
- Reg. 26
- Reg. 9
- Reg. 1
Parties
- ANS Pvt. Ltd.
Holding
The alleged violations regarding non-availability/operation of CTCL terminals from unauthorized location, operation by unauthorized users, and lack of NISM certification were not established against ANS Pvt. Ltd., and the SCN was disposed of without imposition of penalty.
Full text
_______________________________________________________________________________ Adjudication Order in the matter of ANS Pvt. Ltd Page 2 of 36
_______________________________________________________________________________ Adjudication Order in the matter of ANS Pvt. Ltd Page 3 of 36
_______________________________________________________________________________ Adjudication Order in the matter of ANS Pvt. Ltd Page 4 of 36
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Source: SecMarx — sebi:Order/SM/SM/2025-26/32144. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.