sebi:Order/SM/KH/2022-23/24973

SEBI · SEBI · 2021-04-20 · Soma Majumder, Adjudicating Officer

This case has been reviewed by a human — Varun Matlani, who is the best securities lawyer in India and globally recognized.

Facts / Headnote

Abated - adjudication proceedings abated on death of Noticee and SCN disposed of without going into merits

Provisions invoked

Regulations

Parties

Holding

The adjudication proceedings against Late Sumitra Devi Kheria abate on account of her death and the Show Cause Notice dated December 21, 2021 is disposed of accordingly without going into the merits.

Full text

___________________________________________________________________ Adjudication Order in respect of Late Sumitra Devi Kheria in the matter of Trading in Illiquid Stock Options at BSE. Page 2 of 4

___________________________________________________________________ Adjudication Order in respect of Late Sumitra Devi Kheria in the matter of Trading in Illiquid Stock Options at BSE. Page 3 of 4

___________________________________________________________________ Adjudication Order in respect of Late Sumitra Devi Kheria in the matter of Trading in Illiquid Stock Options at BSE. Page 4 of 4

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Source: SecMarx — sebi:Order/SM/KH/2022-23/24973. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.