sebi:Order/SM/HG/2022-23/22230-22233
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Facts / Headnote
Charges established against all four Noticees; penalties imposed under Section 15A(b) of the SEBI Act for failure to make disclosures under PIT Regulations.
Provisions invoked
- s. 15A
- s. 15
- s. 15J
- s. 15F
- s. 28A
Regulations
- Reg. 13
- Reg. 199
- Reg. 200
- Reg. 13(4)
- Reg. 13(5)
- Reg. 12
- Reg. 201
Parties
- Sadanand Prayag Mishra (Noticee 1)
- Kanchan Mishra (Noticee 2)
- Rohit Sadanand Mishra (Noticee 3)
- Kiran M Joshi (Noticee 4)
Holding
The Adjudicating Officer held that Noticees 1-4 violated Regulation 13(4) and/or 13(4A) read with Regulation 13(5) of PIT Regulations, 1992 read with Regulation 12 of PIT Regulations, 2015 by failing to disclose share transactions exceeding 25,000 shares, and imposed penalties under Section 15A(b) of the SEBI Act.
Full text
Adjudication Order in the matter of Shreekrishna Biotech Limited Page 2 of 25 Shree Krishna during the investigation period. The Company is listed on BSE Ltd. (“BSE/Exchange”).
Adjudication Order in the matter of Shreekrishna Biotech Limited Page 3 of 25 if any, not be imposed upon them under the provisions of Section 15A (b) of the SEBI Act, for the aforesaid violations alleged to have been committed by them.
Adjudication Order in the matter of Shreekrishna Biotech Limited Page 4 of 25 Particula r Quarter ended Sep 2013 Quarter ended Dec 2013 Quarter ended Mar 2014 Quarter ended Jun 2014 No. of share holde rs No. of shares No. of sha reh old ers No. of share holde rs No. of sharehol ders % No. of share holde rs No. of shares % No. of share holde rs No. of shares % Promoter Holding 10
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Source: SecMarx — sebi:Order/SM/HG/2022-23/22230-22233. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.