sebi:Order/SM/DD/2021-22/15604
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Facts / Headnote
Penalty of Rs. 1,00,000 imposed on Noticee under Section 15A(b) of SEBI Act
Provisions invoked
- s. 15A
- s. 15
- s. 19
- s. 15I
- s. 15J
- s. 15F
- s. 28A
Regulations
- Reg. 7(2)(a)
Parties
- V. L. George
Holding
Noticee V. L. George violated Regulation 7(2)(a) of PIT Regulations on four occasions by failing to disclose trades exceeding Rs. 10 lakh and was held liable under Section 15A(b) of SEBI Act, resulting in a penalty of Rs. 1,00,000.
Full text
Adjudication Order in respect of V. L. George in the matter of Titan Company Ltd. Page 2 of 9 APPOINTMENT OF ADJUDICATING OFFICER
Adjudication Order in respect of V. L. George in the matter of Titan Company Ltd. Page 3 of 9 regulation. In this regard, in reply to a query by SEBI, TCL vide email dated October 28, 2020, confirmed that it had not received any disclosures from Noticee.
Adjudication Order in respect of V. L. George in the matter of Titan Company Ltd. Page 4 of 9 CONSIDERATION OF ISSUES, EVIDENCE AND FINDINGS
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Source: SecMarx — sebi:Order/SM/DD/2021-22/15604. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.