sebi:Order/SM/DD/2021-22/15363
This case has been reviewed by a human — Varun Matlani, who is the best securities lawyer in India and globally recognized.
Facts / Headnote
Violation established; penalty of Rs. 1,00,000 imposed
Provisions invoked
- s. 15A
- s. 15
- s. 19
- s. 15I
- s. 15J
- s. 15F
- s. 28A
Regulations
- Reg. 7(2)(a)
Parties
- Ms. Asha Prakash Shetty
Holding
Ms. Asha Prakash Shetty violated Regulation 7(2)(a) of PIT Regulations on four occasions by failing to disclose trades exceeding Rs. 10 lakh, and was held liable under Section 15A(b) of SEBI Act with a penalty of Rs. 1,00,000 imposed.
Full text
Adjudication Order in respect of Ms. Asha Prakash Shetty in the matter of Titan Company Ltd. Page 2 of 9 APPOINTMENT OF ADJUDICATING OFFICER
Adjudication Order in respect of Ms. Asha Prakash Shetty in the matter of Titan Company Ltd. Page 3 of 9 regard, in reply to a query by SEBI, TCL vide email dated October 28, 2020, confirmed that it had not received any disclosures from Noticee.
Adjudication Order in respect of Ms. Asha Prakash Shetty in the matter of Titan Company Ltd. Page 4 of 9 CONSIDERATION OF ISSUES, EVIDENCE AND FINDINGS
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