sebi:Order/SM/DD/2021-22/13724
This case has been reviewed by a human — Varun Matlani, who is the best securities lawyer in India and globally recognized.
Facts / Headnote
Disposed of without imposition of any penalty
Provisions invoked
- s. 15H
- s. 15I
- s. 15J
Regulations
- Reg. 7
Parties
- BP Equities Private Limited
Holding
The Adjudicating Officer held that BP Equities Private Limited did not violate Clause A(2) of the Code of Conduct for Stock Brokers read with Regulation 7 of the Broker Regulations, and the adjudication proceedings were disposed of without imposition of any penalty.
Full text
____________________________________________________________________________ Adjudication Order in respect of BP Equities Private Limited in the matter of Halonix Limited (now known as Phoenix Lamps Limited) Page 2 of 7
____________________________________________________________________________ Adjudication Order in respect of BP Equities Private Limited in the matter of Halonix Limited (now known as Phoenix Lamps Limited) Page 3 of 7
____________________________________________________________________________ Adjudication Order in respect of BP Equities Private Limited in the matter of Halonix Limited (now known as Phoenix Lamps Limited) Page 4 of 7
You have read the preview. Create a free account to read the full order, track this party, and analyse it in Ontology.
Free accounts include 10 searches/day with full order access.
Source: SecMarx — sebi:Order/SM/DD/2021-22/13724. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.