sebi:Order/SM/DD/2021-22/13720
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Facts / Headnote
Proceedings disposed of without imposition of any penalty
Provisions invoked
- s. 15H
- s. 15I
- s. 15J
Regulations
- Reg. 3
- Reg. 4(1)
- Reg. 3(a)
Parties
- BP Fintrade Private Limited
Holding
The allegation that BP Fintrade Private Limited violated Sections 12A(a), (b) and (c) of the SEBI Act read with Regulations 3(a)-(d), 4(1), 4(2)(a), (b), (e) and (g) of the PFUTP Regulations was held not established. The adjudication proceedings initiated vide Show Cause Notice dated January 29, 2021 were disposed of without imposition of any penalty.
Full text
Adjudication Order in respect of BP Fin trade Pvt. Ltd. in the matter of Halonix Limited (now known as Phoenix Lamps Limited) Page 2 of 14
Adjudication Order in respect of BP Fin trade Pvt. Ltd. in the matter of Halonix Limited (now known as Phoenix Lamps Limited) Page 3 of 14
Adjudication Order in respect of BP Fin trade Pvt. Ltd. in the matter of Halonix Limited (now known as Phoenix Lamps Limited) Page 4 of 14
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Source: SecMarx — sebi:Order/SM/DD/2021-22/13720. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.