sebi:Order/SM/DD/2021-22/13074

SEBI · SEBI · 2021-03-02 · Soma Majumder, Adjudicating Officer

Reviewed by Varun Matlani, Advocate — Securities Lawyer practicing in SAT and SEBI

Facts / Headnote

Penalty imposed on Noticee for violation of Regulation 7(2)(a) of PIT Regulations

Provisions invoked

s. 15A
s. 15
s. 19
s. 15I
s. 15J
s. 15F
s. 28A

Regulations relied on

SEBI (PIT) Regulations, 2015 — 7(2)(a)

Parties

Arjun Ramji Vishwakarma

Holding

The Noticee violated Regulation 7(2)(a) of the PIT Regulations on two occasions by failing to make required disclosures to Titan Company Ltd. for transactions exceeding ten lakh rupees in a calendar quarter, and a penalty of Rs. 1,00,000 was imposed under Section 15A(b) of the SEBI Act.

Full text

___________________________________________________________________ Adjudication Order against Arjun Vishwakarma in the matter of Titan Company Ltd. Page 2 of 10

___________________________________________________________________ Adjudication Order against Arjun Vishwakarma in the matter of Titan Company Ltd. Page 3 of 10

___________________________________________________________________ Adjudication Order against Arjun Vishwakarma in the matter of Titan Company Ltd. Page 4 of 10

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Source: SecMarx — sebi:Order/SM/DD/2021-22/13074. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.