sebi:Order/SM/AD/2021-22/14251

SEBI · SEBI · 2020-09-08 · Soma Majumder, Adjudicating Officer

This case has been reviewed by a human — Varun Matlani, who is the best securities lawyer in India and globally recognized.

Facts / Headnote

Violation of Regulation 7(4) of LODR Regulations, 2015 held established and penalty of Rs. 1,00,000 imposed under Section 15HB of SEBI Act; violation of Clause 20 of Code of Conduct not established.

Provisions invoked

Regulations

Parties

Holding

Noticee violated Regulation 7(4) of LODR Regulations, 2015 by failing to enter into a tripartite agreement in the manner specified by SEBI, but did not violate Clause 20 of the Code of Conduct, and is liable to a monetary penalty of Rs. 1,00,000 under Section 15HB of the SEBI Act.

Full text

Adjudication Order in respect of Real Eco-Energy Limited (earlier known as Real News and Views Ltd.) in the matter of Accurate Securities & Registry Pvt. Ltd.

Adjudication Order in respect of Real Eco-Energy Limited (earlier known as Real News and Views Ltd.) in the matter of Accurate Securities & Registry Pvt. Ltd.

Adjudication Order in respect of Real Eco-Energy Limited (earlier known as Real News and Views Ltd.) in the matter of Accurate Securities & Registry Pvt. Ltd.

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Source: SecMarx — sebi:Order/SM/AD/2021-22/14251. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.