sebi:Order/SM/AD/2021-22/13698
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Facts / Headnote
Penalty imposed
Provisions invoked
- s. 15A
- s. 15
- s. 15H
- s. 15I
- s. 15J
- s. 15F
- s. 28A
Regulations
- Reg. 9
- Reg. 4
- Reg. 7(2)(a)
- Reg. 9(1)
Parties
- Sanjay Kumar Sharma
Holding
The Adjudicating Officer held that Sanjay Kumar Sharma violated Regulation 9(1) read with clause 4 of Schedule B and Regulation 7(2)(a) of the PIT Regulations and imposed a total monetary penalty of Rs. 2,50,000 under Sections 15A(b) and 15HB of the SEBI Act.
Full text
__________________________________________________________________ Adjudication Order in respect of Sanjay Kumar Sharma in the matter of Kushal Limited Page 2 of 18
__________________________________________________________________ Adjudication Order in respect of Sanjay Kumar Sharma in the matter of Kushal Limited Page 3 of 18
__________________________________________________________________ Adjudication Order in respect of Sanjay Kumar Sharma in the matter of Kushal Limited Page 4 of 18
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Source: SecMarx — sebi:Order/SM/AD/2021-22/13698. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.