sebi:Order/SKV/GD/2023-24/26255
Facts / Headnote
Adjudication proceedings abated; SCN dated April 06, 2022 and notice dated August 12, 2022 disposed of
Provisions invoked
- s. 15
- s. 15H
Regulations relied on
- SEBI (PFUTP) Regulations, 2003 — 3(a)
Parties
- Late Geeta Devi Agarwal
Holding
The adjudication proceedings against the deceased Noticee are liable to be abated without going into the merits of the case, and the SCN dated April 06, 2022 and notice dated August 12, 2022 issued against her are disposed of accordingly.
Full text
Adjudication Order in respect of Late Geeta Devi Agarwal in the matter of dealings in Illiquid Stock Options at BSE Page 2 of 4
Adjudication Order in respect of Late Geeta Devi Agarwal in the matter of dealings in Illiquid Stock Options at BSE Page 3 of 4
Adjudication Order in respect of Late Geeta Devi Agarwal in the matter of dealings in Illiquid Stock Options at BSE Page 4 of 4
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Source: SecMarx — sebi:Order/SKV/GD/2023-24/26255. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.