sebi:Order/SBM/VS/2021-22/14399

SEBI · SEBI · 2011-01-12 · Suresh B Menon, Adjudicating Officer

Reviewed by Varun Matlani, Advocate — Securities Lawyer practicing in SAT and SEBI

Facts / Headnote

Adjudication proceedings initiated vide SCN dated January 24, 2018 disposed of without any penalty - benefit of doubt extended

Provisions invoked

s. 11B
s. 15H
s. 15I

Regulations relied on

SEBI (PFUTP) Regulations, 2003 — 3(a)
SEBI (PFUTP) Regulations, 2003 — 3(b)
SEBI (PFUTP) Regulations, 2003 — 3(c)
SEBI (PFUTP) Regulations, 2003 — 3(d)
SEBI (PFUTP) Regulations, 2003 — 4(1)

Parties

Ms. Sudha K

Holding

The adjudication proceedings initiated against Ms. Sudha K vide SCN dated January 24, 2018 for alleged violation of sections 12A(a), (b) and (c) of the SEBI Act read with regulations 3(a), (b), (c), (d) and 4(1) of the PFUTP Regulations were disposed of without imposition of any penalty.

Full text

_______________________________________________________________________________ Adjudication Order in respect of Ms. Sudha K in the matter of M/s. Camson Bio Technologies Ltd.

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Source: SecMarx — sebi:Order/SBM/VS/2021-22/14399. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.