sebi:Order/PM/SM/2022-23/17383-17384
Facts / Headnote
Violation of Regulation 29(2) read with Regulation 29(3) and 29(4) of SEBI (SAST) Regulations, 2011 established; penalty imposed under Section 15A(b) of SEBI Act, 1992 (amount not specified in extracted text)
Provisions invoked
- s. 15A
- s. 15
- s. 19
- s. 15H
- s. 15J
Regulations relied on
- SEBI (SAST) Regulations, 2011 — 29(4)
Parties
- Coffee Day Enterprises Ltd.
- Coffee Day Trading Ltd.
Holding
The Noticees violated Regulation 29(2) read with Regulation 29(3) and 29(4) of the SEBI (SAST) Regulations, 2011 by failing to disclose pledge/unpledge transactions in Mindtree Ltd. shares exceeding 2% of total shareholding, and the violation attracts monetary penalty under Section 15A(b) of the SEBI Act.
Full text
_________________________________________________________________________________ Adjudication Order in respect of 1.Coffee Day Enterprises Ltd., 2.Coffee Day Trading Ltd. in the matter of dealing in the scrip of Mindtree Ltd.
_________________________________________________________________________________ Adjudication Order in respect of 1.Coffee Day Enterprises Ltd., 2.Coffee Day Trading Ltd. in the matter of dealing in the scrip of Mindtree Ltd.
_________________________________________________________________________________ Adjudication Order in respect of 1.Coffee Day Enterprises Ltd., 2.Coffee Day Trading Ltd. in the matter of dealing in the scrip of Mindtree Ltd.
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Source: SecMarx — sebi:Order/PM/SM/2022-23/17383-17384. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.