sebi:Order/PM/NK/2020-21/7579
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Facts / Headnote
Violation established; monetary penalty imposed
Provisions invoked
- s. 81
- s. 15H
- s. 15I
- s. 15J
- s. 15
- s. 15F
- s. 23E
Regulations
- Reg. 3
- Reg. 3(a)
- Reg. 73(1)(a)
Parties
- Manoharlal Saraf
Holding
The Noticee, as Managing Director of Moryo Industries Limited acting on behalf of the company, violated Regulations 3(a), 3(b), 3(c), 3(d), 4(1), 4(2)(f), 4(2)(k) and 4(2)(r) of the SEBI (PFUTP) Regulations, 2003 and was held liable to a monetary penalty of Rs. 25,00,000 under Section 15HA of the SEBI Act, 1992.
Full text
Adjudication Order in respect of Manaoharlal Saraf in the matter of Trading Activities of Certain Entities in the Scrip of Moryo Industries Limited. Page 2 of 12
Adjudication Order in respect of Manaoharlal Saraf in the matter of Trading Activities of Certain Entities in the Scrip of Moryo Industries Limited. Page 3 of 12
Adjudication Order in respect of Manaoharlal Saraf in the matter of Trading Activities of Certain Entities in the Scrip of Moryo Industries Limited. Page 4 of 12
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Source: SecMarx — sebi:Order/PM/NK/2020-21/7579. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.