sebi:Order/PM/NK/2019-20/4210
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Facts / Headnote
Penalty of Rs. 1,00,000 imposed on the Noticee under Section 15HB of the SEBI Act, 1992
Provisions invoked
- s. 15
- s. 15H
- s. 15J
- s. 28A
Parties
- M C C Investment & Leasing Company Limited
Holding
The Noticee failed to obtain SCORES authentication despite being called upon by SEBI and thereby violated SEBI Circular No. CIR/OIAE/1/2013 dated April 17, 2013. A monetary penalty of Rs. 1,00,000 under Section 15HB of the SEBI Act, 1992 was imposed on M C C Investment & Leasing Company Limited.
Full text
Adjudication Order in respect of M C C Investment & Leasing Company Limited in the matter of Non-obtaining of SCORES authentication .
Adjudication Order in respect of M C C Investment & Leasing Company Limited in the matter of Non-obtaining of SCORES authentication .
Adjudication Order in respect of M C C Investment & Leasing Company Limited in the matter of Non-obtaining of SCORES authentication .
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Source: SecMarx — sebi:Order/PM/NK/2019-20/4210. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.