sebi:Order/MS/SB/2018-19/1386
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Facts / Headnote
SCN dated January 30, 2014 disposed without penalty
Provisions invoked
- s. 15
Parties
- Shubham Industries Limited
Holding
The SCN dated January 30, 2014 against Shubham Industries Limited was disposed of without deciding the merits. Proceedings could not continue because the noticee was not specifically identifiable in the terms of reference in the order appointing the Adjudicating Officer.
Full text
Page 2 of 4 to enquire into and adjudge under sections 15 HB and 15 C of SEBI Act the alleged violation of the noticee as aforesaid. Pursuant to her transfer, Shri P. Mahapatra was appointed as AO. Subsequent to his transfer, the undersigned was appointed as AO vide
Page 3 of 4 CONSIDERATION OF ISSUES AND FINDINGS 4. I have examined the material available on records and the issues that arise for consideration in the present case are:
Page 4 of 4 ORDER 8. After taking into consideration all the facts and circumstances of the case as aforesaid, I dispose of the SCN dated January 30, 2014 issued to the noticee, “Shubham Industries Limited”.
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Source: SecMarx — sebi:Order/MS/SB/2018-19/1386. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.