sebi:Order/MS/NS/2021-22/15666
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Facts / Headnote
Abated
Provisions invoked
- s. 15
- s. 15H
Parties
- Ms. Santosh Gupta
Holding
The adjudication proceedings against Late Ms. Santosh Gupta initiated vide SCN Ref: No. SEBI/IVD-5/SCN/AO-MS/NS/20958/1/2021 dated August 26, 2021 are abated and disposed of without going into the merits because the Noticee had passed away on June 19, 2015.
Full text
Adjudication Order in respect of Late Ms. Santosh Gupta in the matter of dealing in Illiquid Stock Options at BSE Page 2 | 3
Adjudication Order in respect of Late Ms. Santosh Gupta in the matter of dealing in Illiquid Stock Options at BSE Page 3 | 3
related to Securities Markets) Regulations, 2003 (hereinafter referred to as, “PFUTP Regulations”). APPOINTMENT OF ADJUDICATING OFFICER
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