sebi:Order/MC/VS/2021-22/14385
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Facts / Headnote
Violation established; penalty of Rs. 12,00,000 imposed
Provisions invoked
- s. 15
- s. 12(1)
- s. 12
- s. 15J
Regulations
- Reg. 3
- Reg. 3(1)
- Reg. 201
Parties
- Rishi Sakhuja, Proprietor, Sharetipsinfo.com
Holding
The Noticee violated Section 12(1) of the SEBI Act read with Regulation 3(1) of the Investment Advisers Regulations by acting as an unregistered investment adviser from April 21, 2013 to November 27, 2017, and a monetary penalty of Rs. 12,00,000 under Section 15HB was imposed.
Full text
Adjudication Order in respect of Rishi Sakhuja, Proprietor, Sharetipsinfo.com in the matter of Sharetipsinfo.com Page 2 of 14
Adjudication Order in respect of Rishi Sakhuja, Proprietor, Sharetipsinfo.com in the matter of Sharetipsinfo.com Page 3 of 14
Adjudication Order in respect of Rishi Sakhuja, Proprietor, Sharetipsinfo.com in the matter of Sharetipsinfo.com Page 4 of 14
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Source: SecMarx — sebi:Order/MC/VS/2021-22/14385. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.