sebi:Order/MC/VS/2021-22/13959-13961
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Facts / Headnote
Adjudication proceedings initiated vide SCN dated December 2, 2020 disposed of; alleged violations not established, no penalty imposed
Provisions invoked
- s. 13
- s. 16
- s. 18
- s. 23
- s. 23H
- s. 29A
- s. 17
Parties
- Madhu Gupta
- Shyam Krishan Gupta
- Raghav Gupta
Holding
The allegations that the three Noticees violated Section 16 of the SCRA read with SEBI Notification S.O. 184(E) dated March 01, 2000 and Sections 13 and 18 read with Section 2(i) of the SCRA do not stand established, and the proceedings are disposed of.
Full text
Adjudication Order in respect of Madhu Gupta and 2 Others in the matter of Golden Legand Leasing and Finance Ltd. Page 2 of 13
Adjudication Order in respect of Madhu Gupta and 2 Others in the matter of Golden Legand Leasing and Finance Ltd. Page 3 of 13
Adjudication Order in respect of Madhu Gupta and 2 Others in the matter of Golden Legand Leasing and Finance Ltd. Page 4 of 13
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Source: SecMarx — sebi:Order/MC/VS/2021-22/13959-13961. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.