sebi:Order/MC/VS/2020-21/10269
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Facts / Headnote
Adjudication proceedings disposed of pursuant to settlement order dated January 14, 2021
Provisions invoked
- s. 15H
- s. 23H
Regulations
- Reg. 3
- Reg. 26
Parties
- Kundan Rice Mills Limited
Holding
The Adjudication Proceedings initiated against Kundan Rice Mills Ltd. vide SCN No. EAD5/MC/VS/24505/1/2018 dated August 31, 2018 are disposed of in view of the settlement order passed by SEBI.
Full text
Adjudication Order in respect of Kundan Rice Mills Limited in the matter of dealing in Illiquid Stock Options on the BSE
Adjudication Order in respect of Kundan Rice Mills Limited in the matter of dealing in Illiquid Stock Options on the BSE
Page 2 of 3 APPOINTMENT OF ADJUDICATING OFFICER 2. SEBI appointed the undersigned as Adjudicating Officer (hereinafter referred to as “AO”) vide order dated May 31, 2018 to inquire into and adjudge under Section 23H of the SCRA, the aforesaid alleged violations against the Noticee. The appointment of the AO was communicated vide order dated June 4, 2018.
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Source: SecMarx — sebi:Order/MC/VS/2020-21/10269. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.