sebi:Order/MC/VS/2020-21/10268
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Facts / Headnote
Adjudication proceedings disposed of pursuant to settlement order dated January 14, 2021
Provisions invoked
- s. 15H
- s. 23H
Regulations
- Reg. 3
- Reg. 26
Parties
- Kalika Steel Jalna Private Limited
Holding
The Adjudication Proceedings initiated against Kalika Steel Jalna Private Limited vide SCN No. EAD5/MC/VS/24505/1/2018 dated August 31, 2018 are disposed of in view of the settlement order dated January 14, 2021 passed by SEBI under the Settlement Scheme.
Full text
Adjudication Order in respect of Kalika Steel Jalna Private Limited in the matter of dealing in Illiquid Stock Options on the BSE
Adjudication Order in respect of Kalika Steel Jalna Private Limited in the matter of dealing in Illiquid Stock Options on the BSE
Page 2 of 3 APPOINTMENT OF ADJUDICATING OFFICER 2. SEBI appointed the undersigned as Adjudicating Officer (hereinafter referred to as “AO”) vide order dated May 31, 2018 to inquire into and adjudge under Section 23H of the SCRA, the aforesaid alleged violations against the Noticee. The appointment of the AO was communicated vide order dated June 4, 2018.
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Source: SecMarx — sebi:Order/MC/VS/2020-21/10268. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.