sebi:Order/MC/RM/2021-22/13645
This case has been reviewed by a human — Varun Matlani, who is the best securities lawyer in India and globally recognized.
Provisions invoked
- s. 15H
- s. 15J
- s. 19G
- s. 19I
- s. 269S
Regulations
- Reg. 1
- Reg. 20A
- Reg. 54
- Reg. 98
- Reg. 38
Parties
- Abhipra Capital Ltd.
Holding
On the material on record, the AO found the CTR failure allegation not substantiated and noted no concerns raised by respective BOs regarding verification, while distinguishing CDSL alerts lacking reasons/details from NSDL alerts requiring DP analysis and reporting to FIU-IND.
Full text
Adjudication Order against Abhipra Capital Ltd. in the matter of Delta Leasing & Finance Ltd. Page 2 of 32 aforesaid alleged violations against the Noticees. The appointment of the AO was communicated vide order dated January 13, 2021.
Adjudication Order against Abhipra Capital Ltd. in the matter of Delta Leasing & Finance Ltd. Page 3 of 32 transferred substantial quantity of shares to several entities during the investigation period.
Adjudication Order against Abhipra Capital Ltd. in the matter of Delta Leasing & Finance Ltd. Page 4 of 32 10. Code of Conduct is prescribed for a DP in Regulation 20AA under Schedule III, governing its day-to-day activities as a DP and requires that DPS act in a prompt, effective and efficient manner and maintain high standards of integrity in all its dealings.
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Source: SecMarx — sebi:Order/MC/RM/2021-22/13645. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.