sebi:Order/MC/HP/2020-21/10377
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Facts / Headnote
Disposed of pursuant to settlement
Provisions invoked
- s. 15H
Regulations
- Reg. 3
- Reg. 26
Parties
- Kalika Steel Alloys Private Limited
Holding
The Adjudication Proceeding initiated against Kalika Steel Alloys Private Limited vide SCN No. EAD5/MC/DPS/33737/1/2018 dated December 10, 2018 is disposed of in view of the settlement.
Full text
Adjudication Order in respect of Kalika Steel Alloys Private Limited in the matter of dealing in Illiquid Stock Options at BSE
Adjudication Order in respect of Kalika Steel Alloys Private Limited in the matter of dealing in Illiquid Stock Options at BSE
Page 2 of 3 15HA of SEBI Act, the aforesaid alleged violations against the Noticee. The appointment of the AO was communicated vide order dated June 04, 2018.
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Source: SecMarx — sebi:Order/MC/HP/2020-21/10377. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.