sebi:Order/MA/AS/2021-22/15506
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Facts / Headnote
Penalty imposed on Noticee for violation of PFUTP Regulations, 2003
Provisions invoked
- s. 15
- s. 19
- s. 15H
- s. 15I
- s. 15J
- s. 11C
- s. 28A
- s. 15I(1)
Regulations
- Reg. 4
- Reg. 3
- Reg. 3(a)
Parties
- Ashok Kumar Gang and Sons (HUF)
Holding
The Noticee violated Regulations 3(a), 3(b), 3(c), 3(d), 4(1) and 4(2)(a) of the PFUTP Regulations, 2003 by executing non-genuine reversal trades in illiquid stock options at BSE, and a penalty of Rs. 5,00,000 was imposed under Section 15HA of the SEBI Act, 1992.
Full text
______________________________________________________________________ Adjudication Order in respect of Ashok Kumar Gang and Sons (HUF) in the matter of Illiquid Stock Options at BSE
______________________________________________________________________ Adjudication Order in respect of Ashok Kumar Gang and Sons (HUF) in the matter of Illiquid Stock Options at BSE
______________________________________________________________________ Adjudication Order in respect of Ashok Kumar Gang and Sons (HUF) in the matter of Illiquid Stock Options at BSE
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