sebi:Order/KS/PP/2020-21/10829
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Facts / Headnote
Show Cause Notice disposed of; no further inquiry required under Rule 4(3) of the Adjudication Rules in view of settlement under SEBI Settlement Scheme-2020
Provisions invoked
- s. 15H
- s. 15J
Regulations
- Reg. 28
- Reg. 3(a)
- Reg. 26
Parties
- SHPL Enterprises Pvt. Ltd.
Holding
The Show Cause Notice dated October 22, 2018 issued to SHPL Enterprises Pvt. Ltd. is disposed of without further inquiry, as the Noticee settled the pending adjudication proceedings under SEBI Settlement Scheme-2020 by paying Rs. 19,37,500/-.
Full text
__________________________________________________________________________________ Adjudication Order in the matter of dealings in Illiquid Stock Options at BSE. Page 2 of 5
__________________________________________________________________________________ Adjudication Order in the matter of dealings in Illiquid Stock Options at BSE. Page 3 of 5
__________________________________________________________________________________ Adjudication Order in the matter of dealings in Illiquid Stock Options at BSE. Page 4 of 5
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Source: SecMarx — sebi:Order/KS/PP/2020-21/10829. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.