sebi:Order/KS/PP/2020-21/10827
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Facts / Headnote
Show Cause Notice dated October 22, 2018 disposed of with no further inquiry under Rule 4(3) following settlement under SEBI Settlement Scheme-2020
Provisions invoked
- s. 15H
Regulations
- Reg. 28
- Reg. 3(a)
- Reg. 26
Parties
- Siddhartha Commodities Pvt. Ltd.
Holding
The Show Cause Notice dated October 22, 2018 issued to Siddhartha Commodities Pvt. Ltd. is disposed of with no further inquiry under Rule 4(3) after the Noticee paid Rs. 17,82,500 under the Settlement Order dated January 14, 2021.
Full text
__________________________________________________________________________________ Adjudication Order in the matter of dealings in Illiquid Stock Options at BSE. Page 2 of 5
__________________________________________________________________________________ Adjudication Order in the matter of dealings in Illiquid Stock Options at BSE. Page 3 of 5
__________________________________________________________________________________ Adjudication Order in the matter of dealings in Illiquid Stock Options at BSE. Page 4 of 5
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Source: SecMarx — sebi:Order/KS/PP/2020-21/10827. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.