sebi:Order/KS/PP/2020-21/10500

SEBI · SEBI · 2018-05-29 · K SARAVANAN, ADJUDICATING OFFICER

Reviewed by Varun Matlani, Advocate — Securities Lawyer practicing in SAT and SEBI

Facts / Headnote

SCN dated September 21, 2018 disposed of with no further inquiry following settlement

Provisions invoked

s. 15H

Regulations relied on

SEBI (PFUTP) Regulations, 2003 — 3(a)

Parties

Savitri Sons

Holding

The SCN dated September 21, 2018 issued to Savitri Sons was disposed of without further inquiry under Rule 4(3) of the SEBI (Procedure for Holding Inquiry and Imposing Penalties by Adjudicating Officer) Rules 1995, in view of the consolidated Settlement Order dated January 14, 2021 covering the Noticee.

Full text

__________________________________________________________________________________ Adjudication Order in the matter of dealings in Illiquid Stock Options at BSE. Page 2 of 5

__________________________________________________________________________________ Adjudication Order in the matter of dealings in Illiquid Stock Options at BSE. Page 3 of 5

__________________________________________________________________________________ Adjudication Order in the matter of dealings in Illiquid Stock Options at BSE. Page 4 of 5

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Source: SecMarx — sebi:Order/KS/PP/2020-21/10500. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.