sebi:Order/KS/PP/2020-21/10498
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Facts / Headnote
SCN dated October 22, 2018 disposed of with no further inquiry under Rule 4(3) following settlement under SEBI Settlement Scheme-2020
Provisions invoked
- s. 15H
Regulations
- Reg. 28
- Reg. 3(a)
- Reg. 26
Parties
- Shir Commodities & Futures (P) Ltd.
Holding
The Show Cause Notice dated October 22, 2018 issued to Shir Commodities & Futures (P) Ltd. is disposed of with no further inquiry under Rule 4(3) in view of the Settlement Order dated January 14, 2021 passed under the SEBI Settlement Scheme-2020.
Full text
__________________________________________________________________________________ Adjudication Order in the matter of dealings in Illiquid Stock Options at BSE. Page 2 of 5
__________________________________________________________________________________ Adjudication Order in the matter of dealings in Illiquid Stock Options at BSE. Page 3 of 5
__________________________________________________________________________________ Adjudication Order in the matter of dealings in Illiquid Stock Options at BSE. Page 4 of 5
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Source: SecMarx — sebi:Order/KS/PP/2020-21/10498. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.