sebi:Order/KS/AS/2020-21/10670
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Facts / Headnote
Show Cause Notice disposed of; no further inquiry required under Rule 4(3) of the Adjudication Rules in view of the Settlement Order dated January 14, 2021.
Provisions invoked
- s. 15
- s. 19
- s. 15H
Regulations
- Reg. 28
- Reg. 3(a)
- Reg. 26
Parties
- Rashi Commercial Company
Holding
The Show Cause Notice dated September 21, 2018 issued to Rashi Commercial Company is disposed of and no further inquiry is required under Rule 4(3) of the Adjudication Rules, as the Noticee settled the pending adjudication proceedings under the SEBI Settlement Scheme-2020.
Full text
__________________________________________________________________________________ Adjudication Order in the matter of dealings in Illiquid Stock Options at BSE. Page 2 of 5
__________________________________________________________________________________ Adjudication Order in the matter of dealings in Illiquid Stock Options at BSE. Page 3 of 5
__________________________________________________________________________________ Adjudication Order in the matter of dealings in Illiquid Stock Options at BSE. Page 4 of 5
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Source: SecMarx — sebi:Order/KS/AS/2020-21/10670. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.