sebi:Order/GR/PU/2022-23/28059-28064
This case has been reviewed by a human — Varun Matlani, who is the best securities lawyer in India and globally recognized.
Provisions invoked
- s. 11
- s. 15
- s. 19
- s. 12A
- s. 12
- s. 11(2)
- s. 15H
- s. 15G
- s. 15J
- s. 307
- s. 15F
- s. 28A
- s. 30
Regulations
- Reg. 13
- Reg. 3
- Reg. 199
- Reg. 2
- Reg. 2(c)
- Reg. 2(e)
- Reg. 2(k)
- Reg. 12
- Reg. 2(h)
- Reg. 2(h)(i)
Parties
- Noticee No. 1
- Noticee No. 2
- Noticee No. 3
- Noticee No. 4
- Noticee No. 5
- Noticee No. 6
Holding
The Adjudicating Officer found that Noticee Nos. 1 to 6 violated Section 12A(d) & (e) of the SEBI Act and Regulation 3(ii) of the PIT Regulations read with Regulation 12 of the PIT Regulations, 2015, and that Noticee No. 4 additionally violated Regulation 13(4A) of the PIT Regulations. The UPSI period was determined to be September 01, 2014 to February 15, 2015.
Full text
Adjudication Order in respect of insider trading activities of certain entities in the scrip of Sharon Bio- Medicine Ltd. Page 2 of 47
Adjudication Order in respect of insider trading activities of certain entities in the scrip of Sharon Bio- Medicine Ltd. Page 3 of 47
Adjudication Order in respect of insider trading activities of certain entities in the scrip of Sharon Bio- Medicine Ltd. Page 4 of 47
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Source: SecMarx — sebi:Order/GR/PU/2022-23/28059-28064. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.