sebi:Order/GR/PU/2022-23/15951
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Facts / Headnote
Penalty imposed on the Noticee for violations of RA Regulations, 2014
Provisions invoked
- s. 15
- s. 15J
- s. 28A
Regulations
- Reg. 13
- Reg. 9
- Reg. 29
- Reg. 27
- Reg. 32
Parties
- Chetan Yashwant Shukla
Holding
The Noticee, Chetan Yashwant Shukla, was held to have violated Regulations 13(ii), 29 and 32 of the SEBI (Research Analyst) Regulations, 2014, and was imposed a penalty of Rs 1,00,000/- under each of Sections 15A(a), 15C and 15EB of the SEBI Act, 1992, totalling Rs 3,00,000/-.
Full text
_______________________________________________________________________________ Adjudication Order in respect of Chetan Yashwant Shukla, Research Analyst. Page 2 of 17
_______________________________________________________________________________ Adjudication Order in respect of Chetan Yashwant Shukla, Research Analyst. Page 3 of 17
_______________________________________________________________________________ Adjudication Order in respect of Chetan Yashwant Shukla, Research Analyst. Page 4 of 17
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Source: SecMarx — sebi:Order/GR/PU/2022-23/15951. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.