sebi:Order/GR/PU/2021-22/14221
This case has been reviewed by a human — Varun Matlani, who is the best securities lawyer in India and globally recognized.
Facts / Headnote
Violation established; penalty of Rs 5,00,000 imposed
Provisions invoked
- s. 15
- s. 19
- s. 15H
- s. 15J
- s. 15F
- s. 28A
Regulations
- Reg. 3
- Reg. 3(a)
Parties
- Goldmoon Infotech Pvt. Ltd. (PAN: AAECG2342N)
Holding
The Noticee, Goldmoon Infotech Pvt. Ltd., was found to have violated Regulations 3(a), (b), (c), (d), 4(1) and 4(2)(a) of the PFUTP Regulations, 2003 by executing non-genuine reversal trades in illiquid stock options contracts at BSE, and a penalty of Rs 5,00,000 was imposed under Section 15HA of the SEBI Act, 1992.
Full text
__________________________________________________________________________________________ Adjudication Order in respect of Goldmoon Infotech Pvt. Ltd. in the matter of dealings in Illiquid Stock Options at the BSE Page 2 of 17
__________________________________________________________________________________________ Adjudication Order in respect of Goldmoon Infotech Pvt. Ltd. in the matter of dealings in Illiquid Stock Options at the BSE Page 3 of 17
__________________________________________________________________________________________ Adjudication Order in respect of Goldmoon Infotech Pvt. Ltd. in the matter of dealings in Illiquid Stock Options at the BSE Page 4 of 17
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Source: SecMarx — sebi:Order/GR/PU/2021-22/14221. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.