sebi:Order/GR/KG/2021-22/12304
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Facts / Headnote
Adjudication proceedings disposed of; violations not established and no monetary penalty imposed
Provisions invoked
- s. 15
- s. 12A
- s. 12
- s. 15H
- s. 15J
Regulations
- Reg. 3
- Reg. 3(a)
Parties
- Pinac Stock Brokers Pvt. Ltd.
Holding
Allegations that Pinac Stock Brokers Pvt. Ltd. violated Section 12A of the SEBI Act and Regulations 3(a), (b), (c) & (d), 4(1), 4(2)(a), 4(2)(b), 4(2)(e) of the SEBI PFUTP Regulations, 2003 in trading in Tijaria Polypipes Ltd. on listing day were not established, and the Noticee is not liable for monetary penalty under Sections 15HA and 15HB of the SEBI Act.
Full text
Adjudication Order in respect of Pinac Stock Brokers Pvt. Ltd. In the matter of IPO of Tijaria Polypipes Limited Page 2 of 32
Adjudication Order in respect of Pinac Stock Brokers Pvt. Ltd. In the matter of IPO of Tijaria Polypipes Limited Page 3 of 32
Adjudication Order in respect of Pinac Stock Brokers Pvt. Ltd. In the matter of IPO of Tijaria Polypipes Limited Page 4 of 32
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Source: SecMarx — sebi:Order/GR/KG/2021-22/12304. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.