sebi:Order/GR/HK/2023-24/25844
This case has been reviewed by a human — Varun Matlani, who is the best securities lawyer in India and globally recognized.
Facts / Headnote
Adjudication proceedings abated; Show Cause Notice dated August 30, 2022 disposed of
Provisions invoked
- s. 15
- s. 19
- s. 15H
Regulations
- Reg. 4(1)
- Reg. 3(a)
Parties
- Late Shri Mangilal Sethia
Holding
The adjudication proceedings initiated against the Noticee, Late Shri Mangilal Sethia, are abated without going into the merits of the case, and the Show Cause Notice dated August 30, 2022 issued against him is disposed of accordingly.
Full text
Adjudication Order in respect of Late Shri Mangilal Sethia in the matter of dealings in Illiquid Stock Options at the BSE Page 2 of 5
Adjudication Order in respect of Late Shri Mangilal Sethia in the matter of dealings in Illiquid Stock Options at the BSE Page 3 of 5
Adjudication Order in respect of Late Shri Mangilal Sethia in the matter of dealings in Illiquid Stock Options at the BSE Page 4 of 5
You have read the preview. Create a free account to read the full order, track this party, and analyse it in Ontology.
Free accounts include 10 searches/day with full order access.
Source: SecMarx — sebi:Order/GR/HK/2023-24/25844. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.