sebi:Order/GR/HK/2022-23/24877

SEBI · SEBI · 2022-03-10 · G. Ramar, Adjudicating Officer

Reviewed by Varun Matlani, Advocate — Securities Lawyer practicing in SAT and SEBI

Facts / Headnote

Proceedings abated; Show Cause Notice dated September 05, 2022 disposed of

Provisions invoked

Regulations relied on

Parties

Holding

The Adjudication Proceedings initiated against the Noticee, Smt Mani Devi Poddar, are abated on account of her death on December 14, 2021, and the Show Cause Notice dated September 05, 2022 is disposed of accordingly, without going into the merits of the case.

Full text

Adjudication Order in respect of Smt Mani Devi Poddar in the matter of dealings in Illiquid Stock Options at the BSE Page 2 of 5

Adjudication Order in respect of Smt Mani Devi Poddar in the matter of dealings in Illiquid Stock Options at the BSE Page 3 of 5

Adjudication Order in respect of Smt Mani Devi Poddar in the matter of dealings in Illiquid Stock Options at the BSE Page 4 of 5

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Source: SecMarx — sebi:Order/GR/HK/2022-23/24877. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.