sebi:Order/GR/BM/2022-23/25242
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Facts / Headnote
Adjudication proceedings abated; Show Cause Notice dated August 04, 2022 disposed of without going into merits
Provisions invoked
- s. 15
- s. 19
- s. 15H
Regulations
- Reg. 4(1)
- Reg. 3(a)
Parties
- Smt Hemlata Panwar
Holding
The adjudication proceedings initiated against the Noticee, Smt Hemlata Panwar, are abated without going into the merits of the case, and the Show Cause Notice dated August 04, 2022 issued against her is disposed of accordingly, on account of her death on August 14, 2019.
Full text
Adjudication Order in respect of Smt Hemlata Panwar in the matter of dealings in Illiquid Stock Options at the BSE Page 2 of 5
Adjudication Order in respect of Smt Hemlata Panwar in the matter of dealings in Illiquid Stock Options at the BSE Page 3 of 5
Adjudication Order in respect of Smt Hemlata Panwar in the matter of dealings in Illiquid Stock Options at the BSE Page 4 of 5
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Source: SecMarx — sebi:Order/GR/BM/2022-23/25242. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.