sebi:Order/EAD-1/SBM/JR/2020-21/10046
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Facts / Headnote
Abated
Provisions invoked
- s. 15
- s. 19
- s. 12A
- s. 23H
- s. 29A
- s. 23I
Regulations
- Reg. 3(b)
- Reg. 17(8)
Parties
- Late Shri Manoj Bose
Holding
The adjudication proceedings against Late Shri Manoj Bose initiated vide SCN dated July 22, 2020 cannot be proceeded with and are abated as the Noticee expired on February 13, 2020.
Full text
In the matter of Carnation Industries Limited Page 2 of 4 and credible. In view of the same, it was alleged that the Noticee has violated the provisions of section 12A(a), (b) and (c) of Securities and Exchange Board of India Act, 1992 (hereinafter referred to as “SEBI Act”) read with regulations 3(b), (c), (d), 4(1), 4(2)(f) of SEBI (Prohibition of Fraudulent and Unfair Trade Practices relating to securities market) Regulations, 2003 ( PFUTP Regulations) and regulations 17(8), 33(2)(a) of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 ( LODR Regulations).
In the matter of Carnation Industries Limited Page 3 of 4 Municipal Corporation (Health Dept). The death certificate was also duly attested by the Company Secretary of the company.
In the matter of Carnation Industries Limited Page 4 of 4 9. In terms of Rule 6 of the Adjudication Rules, a copy of this order is being sent to the company and also to the Securities and Exchange Board of India.
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