sebi:Order/DM/KR/2021-22/15422
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Facts / Headnote
Adjudication proceedings abated; no penalty imposed
Provisions invoked
- s. 15
- s. 15H
Regulations
- Reg. 4(1)
- Reg. 3(a)
Parties
- Paramjeet Singh
Holding
The adjudication proceedings initiated against the deceased Noticee, Late Mr. Paramjeet Singh, are abated without going into the merits of the case, and no penalty is imposed.
Full text
Adjudication Order in respect of Paramjeet Singh in the matter of dealings in Illiquid Stock Options at the BSE Page 2 of 3
Adjudication Order in respect of Paramjeet Singh in the matter of dealings in Illiquid Stock Options at the BSE Page 3 of 3
violated the provisions of regulations 3(a),(b),(c),(d) and regulations 4(1),4(2)(a) of the SEBI (Prohibition of Fraudulent and Unfair Trading Practices related to Securities Markets) Regulations, 2003 (hereinafter referred to as “ PFUTP Regulations, 2003”). APPOINTMENT OF ADJUDICATING OFFICER
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Source: SecMarx — sebi:Order/DM/KR/2021-22/15422. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.