sebi:Order/BM/UR/2021-22/15253-15267
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Facts / Headnote
Proceedings on remand from SAT to reconsider quantum of penalty; hearing concluded; final penalty quantum not stated in the extracted text
Provisions invoked
- s. 15
- s. 19
- s. 15H
- s. 15J
- s. 28A
Regulations
- Reg. 3
- Reg. 200
- Reg. 3(a)
Holding
This is a remand proceeding in which the Adjudicating Officer is reconsidering only the quantum of penalty against 15 Noticees, following the SAT order dated September 17, 2021 which affirmed the findings of violation of Regulations 3 and 4 of the PFUTP Regulations but held the penalty excessive. The extracted text does not contain the final penalty determination.
Full text
___________________________________________________________________ Adjudication Order in the matter of Octant Intervative Technologies Limited Page 2 of 30
___________________________________________________________________ Adjudication Order in the matter of Octant Intervative Technologies Limited Page 3 of 30
___________________________________________________________________ Adjudication Order in the matter of Octant Intervative Technologies Limited Page 4 of 30
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Source: SecMarx — sebi:Order/BM/UR/2021-22/15253-15267. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.