sebi:Order/BM/UR/2021-22/14180
This case has been reviewed by a human — Varun Matlani, who is the best securities lawyer in India and globally recognized.
Facts / Headnote
Abated - adjudication proceedings abated due to death of Noticee; SCN dated October 21, 2021 disposed of without going into merits
Provisions invoked
- s. 15
- s. 15H
Regulations
- Reg. 4(1)
- Reg. 3(a)
Parties
- Shri Kashi Prasad Bajaj
Holding
The adjudication proceedings against Shri Kashi Prasad Bajaj abate on account of his death on October 13, 2020, and the SCN dated October 21, 2021 is disposed of without going into the merits of the case qua him.
Full text
Adjudication Order in respect of Shri Kashi Prasad Bajaj in the matter of dealings in Illiquid Stock Options at the BSE Page 2 of 4
Adjudication Order in respect of Shri Kashi Prasad Bajaj in the matter of dealings in Illiquid Stock Options at the BSE Page 3 of 4
Adjudication Order in respect of Shri Kashi Prasad Bajaj in the matter of dealings in Illiquid Stock Options at the BSE Page 4 of 4
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Source: SecMarx — sebi:Order/BM/UR/2021-22/14180. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.