sebi:Order/BM/RG/2021-22/15791
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Facts / Headnote
abated
Provisions invoked
- s. 15
- s. 15H
Regulations
- Reg. 3(a)
Parties
- Late Ms. Sushila Jain
Holding
The adjudication proceedings initiated against Late Ms. Sushila Jain vide SCN bearing reference no. SEBI/HO/SEBI/P/OW/2021/34934/1 dated November 30, 2021 are disposed of as abated without going into the merits because she died on April 29, 2021 before issuance of the SCN.
Full text
Page 2 of 4 SEBI (Prohibition of Fraudulent and Unfair Trading Practices relating to Securities Markets) Regulations, 2003 (hereinafter be referred to as, the PFUTP Regulations, 2003).
Page 3 of 4 Noticee on the phone number available on record. The same was answered by her relative who informed that the Noticee has passed away on April 29, 2021 itself.
Page 4 of 4 reference no. SEBI/HO/SEBI/P/OW/2021/34934/1 dated November 30, 2021 are disposed of. 10. In terms of Rule 6 of the Adjudication Rules, 1995, copy of this order is sent to the Noticee’s last known address and also to SEBI.
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Source: SecMarx — sebi:Order/BM/RG/2021-22/15791. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.