sebi:Order/BM/DS/2024-25/30602
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Facts / Headnote
Penalty of Rs. 3,00,000 imposed on Noticee under Section 15HB of SEBI Act, 1992
Provisions invoked
- s. 15
- s. 15H
- s. 15J
- s. 28A
Regulations
- Reg. 6
- Reg. 9(f)
Parties
- IIFL Securities Limited
Holding
The Noticee violated Clause A(2) of Code of Conduct as specified in Schedule II of Regulation 9(f) of Stock Brokers Regulations, 1992 by uploading wrong/mismatch UCC data, and penalty of Rs. 3,00,000 under Section 15HB of the SEBI Act, 1992 was imposed.
Full text
_________________________________________________________________________ Adjudication Order in the matter of IIFL Securities Limited Page 2 of 13
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Source: SecMarx — sebi:Order/BM/DS/2024-25/30602. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.