sebi:Order/BM/DS/2022-23/25690

SEBI · SEBI · 2021-11-12 · Barnali Mukherjee, Adjudicating Officer

Reviewed by Varun Matlani, Advocate — Securities Lawyer practicing in SAT and SEBI

Facts / Headnote

Disposed of without going into merits

Provisions invoked

Regulations relied on

Parties

Holding

The adjudication proceedings initiated against Kartikey Brokers Private Limited vide SCN dated August 08, 2022 for alleged trading in illiquid stock options are disposed of without going into the merits because the Noticee had already been struck off the Register of Companies on September 4, 2018 and was non-existent.

Full text

______________________________________________________________ Adjudication Order in respect of Kartikey Brokers Private Limited in the matter of trading in Illiquid Stock Options at BSE

______________________________________________________________ Adjudication Order in respect of Kartikey Brokers Private Limited in the matter of trading in Illiquid Stock Options at BSE

______________________________________________________________ Adjudication Order in respect of Kartikey Brokers Private Limited in the matter of trading in Illiquid Stock Options at BSE

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Source: SecMarx — sebi:Order/BM/DS/2022-23/25690. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.