sebi:Order/BM/DR/2021-22/14787

SEBI · SEBI · 2021-07-06 · Bithin Mahanta, Adjudicating Officer

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Facts / Headnote

abated

Provisions invoked

Parties

Holding

The adjudication proceedings initiated against Late Gita Devi Fatesaria vide SCN dated December 24, 2021 are disposed of as abated without going into the merits, and no penalty is imposed as the Noticee had expired before issuance of the SCN.

Full text

Adjudication Order in respect of Late Gita Devi Fatesaria in the matter of dealings in Illiquid Stock Options at the BSE

Adjudication Order in respect of Late Gita Devi Fatesaria in the matter of dealings in Illiquid Stock Options at the BSE

Page 2 of 3 and Unfair Trading Practices related to Securities Markets) Regulations, 2003 (hereinafter referred to as “ PFUTP Regulations, 2003”). APPOINTMENT OF ADJUDICATING OFFICER

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Source: SecMarx — sebi:Order/BM/DR/2021-22/14787. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.