sebi:Order/AS/YK/2024-25/31316
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Facts / Headnote
Adjudication proceedings disposed of without imposition of any monetary penalty
Provisions invoked
- s. 15
- s. 19
- s. 15H
- s. 15J
Regulations
- Reg. 3
- Reg. 4(1)
- Reg. 3(a)
- Reg. 26
Parties
- Pitamber Sharan Patwari
Holding
The allegation that Pitamber Sharan Patwari violated Regulations 3(a), (b), (c), (d), 4(1) and 4(2)(a) of the PFUTP Regulations does not stand established, and the adjudication proceedings initiated vide SCN dated December 14, 2021 is disposed of without imposition of any monetary penalty.
Full text
Adjudication Order in respect of Pitamber Sharan Patwari in the matter of dealings in Illiquid Stock Options at BSE Page 2 of 13
Adjudication Order in respect of Pitamber Sharan Patwari in the matter of dealings in Illiquid Stock Options at BSE Page 3 of 13
Adjudication Order in respect of Pitamber Sharan Patwari in the matter of dealings in Illiquid Stock Options at BSE Page 4 of 13
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Source: SecMarx — sebi:Order/AS/YK/2024-25/31316. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.