sebi:Order/AS/GD/2022-23/24071
Facts / Headnote
Proceedings abated on death of Noticee; matter disposed of without going into merits
Provisions invoked
- s. 15
- s. 19
- s. 15H
Regulations relied on
- SEBI (PFUTP) Regulations, 2003 — 3(a)
Parties
- Late Basu Devi Goel
Holding
The adjudication proceedings against the deceased Noticee are abated without going into the merits of the case, and the SCN dated August 24, 2021 and Notice dated August 03, 2022 issued against her are disposed of accordingly.
Full text
Adjudication Order in respect of Late Basu Devi Goel in the matter of dealings in Illiquid Stock Options at BSE Page 2 of 4
Adjudication Order in respect of Late Basu Devi Goel in the matter of dealings in Illiquid Stock Options at BSE Page 3 of 4
Adjudication Order in respect of Late Basu Devi Goel in the matter of dealings in Illiquid Stock Options at BSE Page 4 of 4
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Source: SecMarx — sebi:Order/AS/GD/2022-23/24071. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.