sebi:Order/AP/VS/2020-21/9876
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Facts / Headnote
Violations established; consolidated monetary penalty imposed
Provisions invoked
- s. 15
- s. 19
- s. 15H
- s. 15I
- s. 15J
- s. 28A
- s. 19H
- s. 19G
- s. 19I
Regulations
- Reg. 20A
- Reg. 52
- Reg. 42(2)
Parties
- Reliance Capital Limited
Holding
Reliance Capital Limited was held to have violated regulation 52, regulation 42(2) and 42(3) read with regulation 20AA and clauses 2 and 4 of the Code of Conduct, and SEBI circulars dated April 23, 2010 and August 31, 2010, and a consolidated monetary penalty of Rs 1,00,000 was imposed under section 15HB of the SEBI Act and section 19G of the Depositories Act.
Full text
_____________________________________________________________________________ Adjudication Order in the matter of Reliance Capital Limited
_____________________________________________________________________________ Adjudication Order in the matter of Reliance Capital Limited
_____________________________________________________________________________ Adjudication Order in the matter of Reliance Capital Limited
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Source: SecMarx — sebi:Order/AP/VS/2020-21/9876. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.