sebi:Order/AP/AS/2020-21/10323

SEBI · SEBI · 2018-10-17 · Amit Pradhan, Adjudicating Officer

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Facts / Headnote

SCN dated October 17, 2018 disposed of as settled pursuant to settlement

Provisions invoked

Regulations

Parties

Holding

The SCN dated October 17, 2018 against Mr. Gurmeet Singh was disposed of without further inquiry because the adjudication proceedings stood settled upon payment of Rs 41,07,500 under SEBI's Settlement Scheme, as recorded in Settlement Order dated January 14, 2021.

Full text

______________________________________________________________________________________ Adjudication Order in respect of Mr. Gurmeet Singh in the matter of trading in Illiquid Stock Options at BSE. Page 2 of 3

______________________________________________________________________________________ Adjudication Order in respect of Mr. Gurmeet Singh in the matter of trading in Illiquid Stock Options at BSE. Page 3 of 3

is alleged to have violated the provisions of Regulation 3(a), (b), (c), (d), 4(1) and 4(2)(a) of the SEBI (Prohibition of Fraudulent and Unfair Trading Practices related to Securities Markets) Regulations, 2003 (hereinafter be referred to as, the “PFUTP Regulations”).

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Source: SecMarx — sebi:Order/AP/AS/2020-21/10323. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.