sebi:Order/AP/AS/2020-21/10030
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Facts / Headnote
SCN disposed of without imposition of monetary penalty under Section 15A(b)
Provisions invoked
- s. 15A
- s. 15I
- s. 15J
- s. 15
Regulations
- Reg. 13(1)
- Reg. 13(3)
- Reg. 29(1)
- Reg. 13(5)
- Reg. 29(2)
- Reg. 29(3)
Parties
- Dr. Ramesh Mahadevan Subramaniam
Holding
The Adjudicating Officer held that the Noticee's failures to make timely disclosures were technical and venial and did not warrant imposition of monetary penalty under Section 15A(b) of the SEBI Act, and accordingly the SCN was disposed of.
Full text
______________________________________________________________________________________ Adjudication Order in respect of Dr. Ramesh Mahadevan Subramaniam in the matter of Prism Medico and Pharmacy Limited. Page 2 of 11
______________________________________________________________________________________ Adjudication Order in respect of Dr. Ramesh Mahadevan Subramaniam in the matter of Prism Medico and Pharmacy Limited. Page 3 of 11
______________________________________________________________________________________ Adjudication Order in respect of Dr. Ramesh Mahadevan Subramaniam in the matter of Prism Medico and Pharmacy Limited. Page 4 of 11
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Source: SecMarx — sebi:Order/AP/AS/2020-21/10030. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.