sebi:Order/AN/SM/2025-26/31575
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Facts / Headnote
Show Cause Notice disposed of without imposition of penalty
Provisions invoked
- s. 15A
- s. 15
- s. 19
Regulations
- Reg. 29(2)
- Reg. 29(3)
Parties
- Dadabhoy Russi Bhote
Holding
The Adjudicating Officer held that the Noticee cannot be held liable for penalty under Section 15A(b) of the SEBI Act, 1992, and disposed of the SCN dated May 21, 2025 without imposition of penalty, finding the alleged violations of Regulation 29(2) r/w 29(3) of SAST Regulations not established.
Full text
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Source: SecMarx — sebi:Order/AN/SM/2025-26/31575. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.